Federal
Federal Notice of Appeal
FRAP Rule 3 - Circuit Court Appeal
JURISDICTION: FEDERAL
This template applies to United States District Courts and Circuit Courts of Appeals governed by FRCP, FRAP, and Federal Rules of Evidence.
NOTICE OF APPEAL
⚠️ Before Using This Template
USE this template when:
- District Court entered final judgment or appealable order against you
- You are within 30-day deadline from entry of judgment (60 days if United States is party)
- You believe District Court made reversible legal or procedural error
- Order is appealable under 28 U.S.C. §1291 (final decisions) or §1292 (certain interlocutory orders)
- You have exhausted post-trial motions if required (e.g., FRCP 50(b), 59)
DO NOT use this if:
- Appeal deadline has passed (FRAP 4 deadline is jurisdictional - no extensions)
- Order is non-appealable interlocutory order (not covered by §1292)
- You want to re-argue merits to District Court (file motion for reconsideration instead)
- Issue wasn't preserved below (need contemporaneous objection, except for certain issues)
- You haven't received written order/judgment entered on docket yet
Appropriate example: District Court granted defendant's motion for summary judgment dismissing your civil rights case; written order entered on CM/ECF 18 days ago; you believe court misapplied exhaustion requirement; you've preserved the issue by raising it in opposition brief.
Inappropriate example: District Court denied your discovery motion 2 weeks ago but hasn't entered a written order yet (wait for entry of written order; FRAP 4 clock doesn't start until then).
Critical Timing and Prerequisites
STRICT DEADLINES - JURISDICTIONAL (MISS THESE AND LOSE YOUR APPEAL):
30-day deadline (FRAP 4(a)(1)): File notice of appeal within 30 days of entry of judgment
- Clock starts when judgment/order is entered on docket (not when you receive notice)
- If United States is party: 60 days (FRAP 4(a)(1)(B))
- "Entry" = clerk enters judgment on docket, not when judge signs it
- No extensions except as specified in FRAP 4(a)(5) (excusable neglect, max 14 days if motion filed within 30 days)
Preserve issues below: Must have raised issue in District Court
- Exception: jurisdictional issues can be raised for first time on appeal
- Exception: pure questions of law from undisputed facts sometimes preserved
- General rule: "contemporaneous objection" required
File in correct court: Notice filed in District Court (not Circuit Court)
- Circuit Court gets jurisdiction when notice is filed in District Court
- District Court retains jurisdiction for post-judgment motions during appeal
Order transcripts within 14 days: FRAP 10(b)(1) mandatory requirement
- Must order transcripts and file certificate within 14 days
- Failure to order transcripts can result in dismissal
NOTICE OF APPEAL
Notice is hereby given that {{Appellant Name}}, {{plaintiff/defendant/petitioner/respondent}} in the above-captioned action, appeals to the United States Court of Appeals for the {{Circuit}} Circuit from:
- Final Judgment entered on {{date}} (Doc. {{ECF Number}})
- Order entered on {{date}} (Doc. {{ECF Number}}) denying {{motion/petition}}
- Order entered on {{date}} (Doc. {{ECF Number}}) granting {{motion for summary judgment/dismissal/other}}
- Interlocutory Order entered on {{date}} (Doc. {{ECF Number}}) {{specify basis for interlocutory appeal - 28 U.S.C. §1292(a) or (b)}}
PARTIES
Appellant(s): {{Name(s) of party/parties appealing}}
Appellee(s): {{Name(s) of opposing party/parties}}
JURISDICTIONAL STATEMENT
Basis for District Court Jurisdiction:
- 28 U.S.C. §1331 (federal question)
- 28 U.S.C. §1332 (diversity)
- 28 U.S.C. §1343 (civil rights)
- {{Other - specify statute}}
Basis for Appellate Jurisdiction:
- 28 U.S.C. §1291 (final decision)
- 28 U.S.C. §1292(a)(1) (interlocutory injunction order)
- 28 U.S.C. §1292(b) (certified question)
- {{Other - specify}}
Timeliness:
- The {{judgment/order}} being appealed was entered on {{date}}.
- This Notice of Appeal is filed within {{30/60}} days of entry, as required by FRAP 4(a)(1).
- {{If United States is a party: "The United States is {{a party / not a party}} to this action."}}
SCOPE OF APPEAL
Appellant appeals from the entire judgment/order, including but not limited to:
{{Specific ruling or finding being challenged - e.g., "Dismissal of Counts I-III for failure to state a claim"}}
{{Additional rulings - e.g., "Denial of motion for reconsideration filed {{date}}"}}
{{Factual findings or legal conclusions - e.g., "Finding that petitioner failed to exhaust administrative remedies"}}
{{Any attorney's fees, costs, or sanctions orders}}
OR
Appellant appeals only from the following portion(s) of the judgment/order:
{{Specify limited scope if not appealing entire judgment}}
DESIGNATION OF RECORD
Pursuant to FRAP 10 and local rules:
Documents to be included in appellate record:
- All docket entries and pleadings filed in Case No. {{Case Number}}
- All orders and judgments entered by the District Court
- Transcript(s) of proceedings:
- {{Hearing/Trial Date}}: {{Description - e.g., "Motion to Dismiss hearing"}}
- {{Hearing/Trial Date}}: {{Description - e.g., "Bench trial"}}
- {{Other}}
- No transcript required
Exhibits:
- All trial/hearing exhibits admitted into evidence
- {{Specific exhibits - list by number/letter}}
TRANSCRIPT ORDER (If Applicable)
Note: FRAP 10(b)(1) requires appellant to order transcripts within 14 days and file certificate of compliance.
- Transcript(s) ordered on {{date}} from {{court reporter name}}
- No transcript required for this appeal
- Transcript will be ordered within 14 days of filing this notice
Certificate of Transcript Order: Appellant certifies that {{he/she/they}} {{has ordered / will order within 14 days / does not require}} transcripts for this appeal.
ISSUES PRESENTED FOR REVIEW (Preliminary)
Note: Full statement of issues will be included in appellant's brief. Preliminary issues include:
{{Issue 1}}: Whether the District Court erred in {{specific legal or factual error - e.g., "granting summary judgment when genuine issues of material fact existed regarding plaintiff's exhaustion of remedies"}}
{{Issue 2}}: Whether the District Court abused its discretion in {{specific ruling - e.g., "denying leave to amend the complaint"}}
{{Issue 3}}: {{Additional issues}}
CERTIFICATION
Pursuant to FRAP 3(c), appellant certifies:
This Notice of Appeal is timely filed within {{30/60}} days of entry of the {{judgment/order}} being appealed.
{{If criminal case: "Appellant has requested appointment of counsel / is represented by counsel / is proceeding pro se."}}
{{If in forma pauperis: "Appellant has filed/will file an Application to Proceed In Forma Pauperis."}}
All filing fees have been paid / Application for waiver filed.
Dated: {{Date}}
Respectfully submitted,
{{Your Signature}} {{Your Name}} {{Pro Se Appellant / Attorney for Appellant}} {{Address}} {{Phone}} {{Email}} {{Bar Number, if applicable}}
CERTIFICATE OF SERVICE
I hereby certify that on {{date}}, a true and correct copy of this Notice of Appeal was served via CM/ECF on all parties of record.
{{Signature}} {{Name}}
NOTES FOR APPELLANT
Immediate Actions Required (FRAP 3-10):
Filing Fee: Pay appellate filing fee ($505 as of 2025) or file motion to proceed IFP within 14 days.
Transcript Order (FRAP 10(b)): Order all necessary transcripts within 14 days of filing this notice. File certificate of transcript order.
Docketing Statement (Circuit Local Rule): File docketing statement in Circuit Court within 14 days (check local rules for specific requirements).
Designation of Record (FRAP 10(a)): Within 14 days, serve on appellee designation of record contents. Appellee has 14 days to counter-designate.
Appellate Briefing Schedule: Circuit Court will issue briefing schedule. Appellant's brief typically due 40 days after record is filed.
Key Deadlines:
| Action | Deadline | Rule |
|---|---|---|
| File Notice of Appeal | 30 days (60 if US is party) | FRAP 4(a) |
| Order transcripts | 14 days from notice | FRAP 10(b) |
| File docketing statement | 14 days (check local rules) | Circuit Rules |
| Designate record | 14 days from notice | FRAP 10(a) |
| Appellant's brief | 40 days after record filed | FRAP 31(a)(1) |
Resources:
- Circuit Court website: {{Insert circuit court URL}}
- FRAP available at: https://www.law.cornell.edu/rules/frap
- Circuit Local Rules: {{Insert link to local rules}}
Authorities:
- FRAP 3: Filing the notice of appeal
- FRAP 4: Appeal as of right—when taken
- FRAP 10: The record on appeal
- 28 U.S.C. §1291: Final decisions
- 28 U.S.C. §1292: Interlocutory decisions